XAI Floating Rate & Alternative Income Trust Vice President John Yogi Spence purchased 1,000 common shares at $16.50 on October 23, 2026, totalling ~$16,500. After the purchase, he directly owned 115,357 shares.

Vice President John Yogi Spence purchased 2,000 XAI Floating Rate & Alternative Income Trust common shares at $17.07 on October 21, 2026, totalling ~$34,000. He held 114,357 direct shares after the purchase.

XAI Floating Rate & Alternative Income Trust reported final tender offer results: 7.3 million shares were validly tendered, 1.9 million shares were accepted at $21.0602 per share, with a 26.01% pro-ration factor and 13.3 million shares outstanding afterward.

XAI Floating Rate & Alternative Income Trust announced preliminary tender offer results: approximately 7.3 million common shares were validly tendered versus 1.9 million sought, making the offer oversubscribed, with purchases expected to be prorated at 98% of net asset value.

XAI Floating Rate & Alternative Income Trust commenced a cash tender offer for up to 1.9 million common shares, or 12.5% outstanding, at 98% of net asset value. Shareholders must tender by October 19, 2026; oversubscription will be prorated.

XAI Floating Rate & Alternative Income Trust provided its annual proxy voting notice for calendar year 2026, covering the report period ended June 30, 2026 and listing zero series.

XAI Floating Rate & Alternative Income Trust shareholders approved a new Rockford Tower Asset Management sub-advisory agreement, effective August 10, 2026, for an initial two-year term. Rockford Tower Asset Management will receive 52% of XA Investments’ advisory fee.

XAI Floating Rate & Alternative Income Trust urged shareholders to vote by August 5, 2026 for Rockford Tower Asset Management’s long-term sub-advisory appointment, citing a 25% tender offer plan. If approved, the liquidity plan would include three tender offers.

XAI Floating Rate & Alternative Income Trust urged shareholders to approve the King Street sub-advisory agreement, citing tender offers for up to 25% of shares at 98% of net asset value. Approval would allow King Street to continue as sub-adviser.

XAI Floating Rate & Alternative Income Trust highlighted High Dividend Opportunities’ support for Rockford Tower Asset Management as long-term sub-adviser before the August 6 special meeting. Approval would trigger an initial tender offer and contingent offers at 13 and 25 months.