XAI CLO & Income Opportunities Fund and XAI Floating Rate & Alternative Income Trust seek nine-condition co-investment permission with King Street and Rockford Tower vehicles. If granted, investments would require same price and terms, pro rata expenses and Director oversight.

XAI CLO & Income Opportunities Fund’s 2026 annual proxy voting notice report covers the period ended June 30, 2026, and lists zero series. Investors are not provided any security-level voting records in this report.

XAI CLO & Income Opportunities Fund appointed Rockford Tower Asset Management interim investment sub-adviser and broadened its 80% policy to collateralized loan obligation securities and other income-producing securities. The arrangement lasts up to 150 days pending shareholder approval.

XAI CLO & Income Opportunities Fund announced a quarterly repurchase offer for up to 5% of outstanding shares, running July 15 to August 26, 2026. Shareholders seeking liquidity must submit requests by 4:00 p.m. Eastern Time on August 26.

XAI CLO & Income Opportunities Fund’s Trustees approved Rockford Tower Asset Management, a King Street Capital Management subsidiary, as proposed investment sub-adviser, citing $30 billion in assets. Shareholders of record on June 2, 2026 may vote July 30.

XAI CLO & Income Opportunities Fund is asking shareholders to approve Rockford Tower Asset Management as sub-adviser, reducing advisory fees from 1.50% to 1.40% if approved. Approval would trigger a name change and revised credit investment policies.

XAI CLO & Income Opportunities Fund seeks shareholder approval to appoint Rockford Tower Asset Management as sub-adviser and reduce the advisory fee from 1.50% to 1.40%. Approval would update credit investment policies and rename it XAI Opportunistic Credit Income Fund.

XAI CLO & Income Opportunities Fund announced a June 30, 2026 webinar on proposed adviser changes after Trustees unanimously approved King Street sub-advisory agreements. Shareholders are expected to receive proxy materials before the July 30, 2026 special meeting.

Octagon XAI CLO Income Fund Director, President and CEO Theodore Brombach reported acquiring 300,000 5.75% Series 2027 Term Preferred Shares on June 1 at $0 per share, bringing reported ownership to 1 million direct shares and 2 million indirect shares.

Octagon XAI CLO Income Fund Adviser Personnel John Yogi Spence reported acquiring 300,000 5.75% Series 2027 Term Preferred Shares at $0. Reported holdings after the acquisitions were 1 million direct shares and 2 million indirect shares through XMS Holdings.